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perf(streams) astubbs#242: the FFI fast-path spike - sub-microsecond crossings, and a mis-specified floor - #455

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perf(streams) astubbs#242: the FFI fast-path spike - sub-microsecond crossings, and a mis-specified floor#455
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@astubbs astubbs commented Sep 5, 2026

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serves #242
depends on #340
depends on #334

Description

The FFI fast-path spike. #334 shipped a Kafka Streams topology
described from Python and run in a JVM engine, and the windowed-aggregation spike it triggered
came back bet off at both specifications: a user could reimplement the aggregation in a plain
dictionary and beat the wrapper 69x at tumbling and 122x at hopping. The losing term was named
precisely - the per-record cost of crossing the language boundary, fitted at 33us + m x 135us.

That paragraph in STRATEGY.md also named its own condition for reopening: "a transport that
cuts the per-crossing cost by roughly two orders of magnitude - the embedded/FFI direction"
. This
branch is that work. The condition is met, and meeting it did not settle the question.

The crossing is solved

A six-arm ladder measured the same fold across every mechanism available, against a pre-registered
1.35us bar:

Mechanism Per crossing
Numba @cfunc 19.9 ns
GraalWasm 747 ns
gRPC (the shipping transport, for context) ~135 us

Both clear the bar. The unpredicted headline is that data placement dominates mechanism: the
same GraalPy call costs 1,024 ns or 121,775 ns depending only on which side of the boundary the
accumulator lives on. That is now the seam's load-bearing invariant.

The engine can also run where the fast path needs it: the Kafka Streams engine builds and runs as
a 78 MB GraalVM native-image binary with 14 ms startup, which had never been demonstrated. The
wall was one traced capture of StreamsConfig's class-by-string defaults.

The floor it was all measured against turned out to be wrong

Two results in sequence, and the second matters more:

  1. Most of the measured engine floor was an instrument choice, not Kafka Streams. The spike had
    set statestore.cache.max.bytes=0. With the cache on and nothing crossing, the wrapper reaches
    69,265 rec/s at hopping-12 and 169,748 rec/s at tumbling.
  2. The reimplementation figure it was being compared against was a stalled consumer. Retaken
    in-session - the project's own rule, control arms measured beside their treatment arms - the gap
    is 4.70x at tumbling and 6.64x at hopping-12, not the 1.32x a cross-session pairing suggested.
    The reimplementation arm's apparent bimodality was traced to librdkafka halting fetches once its
    local queue passes queued.max.messages.kbytes and then waiting out fetch.queue.backoff.ms;
    78-81% of the original timed window was fetch wait priced as throughput. The harness now
    raises rather than averaging over it.

And the floor itself is mis-specified. It is a stateless, non-durable dictionary - no store, no
changelog, no restore, no rebalance recovery, no exactly-once - so it is the floor for a product
Kafka Streams is not in the business of being. Beating it or not decides nothing at any transport
speed.

What replaces it: the feature-crossover ladder

The question that decides the design is how many of the features a user actually came for can be
added back to that dictionary before hand-rolling becomes the worse choice
. Durability is the
first rung, measured here, and the answer is a negative worth having:

  • Against a careful reimplementer, durability moves hopping-12 from 5.84x to 3.85x and tumbling
    not at all. One feature does not close it.
  • Against a naive one it inverts - the wrapper is ahead 1.75x at hopping-12.
  • The two rungs at the same feature differ by 6.7x. So the crossover is not "how many
    features" but "which reimplementer"
    , and any verdict that does not say which is unfalsifiable.
  • 91% of durability's cost is the produce() calls, not the awaited acks=all flush - the exact
    volume term the engine's state-store cache deletes. The first feature drags a second in with it.
  • The naive changelog also restores 17x slower for identical recovered state, and the variant that
    skips awaiting its writes lost 9,514 records of state with zero error delivery reports.

STRATEGY.md is updated accordingly: the not-offered verdict is deliberately not withdrawn -
it stands on its own evidence - but the reason recorded for it, that a reimplementation is simply
faster, is corrected as too strong.

Relationship to #334

This branch was cut from #334 and carries that PR's base merged forward,
so the diff here is the spike alone. It answers a question #334 raised and
could not settle inside itself; it does not change what that PR ships.

Scope boundaries

  • No product capability is added. The one product-code change is a measurement-only escape
    hatch behind a system property, deliberately off the protocol and documented as such at the call
    site.
  • The ffi/crossing-ladder/ harness is spike scaffolding, kept because it is the reproduction
    path for every figure above.
  • Two related spike branches (spike/242-fastpath-wasm, spike/242-fastpath-numba) are concluded
    and deliberately not included here.

Checklist

  • Docs updated - the results notes under docs/inflight/, the settled-knowledge write-up in docs/solutions/architecture-patterns/, and STRATEGY.md
  • N/A - no user-facing feature is added; the only product-code change is a measurement-only system property that is deliberately not a capability
  • N/A - this is a measurement branch; its instruments are its tests, and each arm carries an instrument check that must be able to fail (recorded per section)
  • Title & body reflect the final content of this PR
  • N/A - asking for @claude review this on the PR instead; the diff is overwhelmingly measurement notes and spike scaffolding, where a local ce-simplify has nothing to work on

Reviewing this

The numbers are not the argument - every figure here is superseded by a later section of the
same note
, which is the point. Read
docs/inflight/perf-streams-engine-floor.md top to
bottom rather than sampling it: its four dated sections are a chain in which each one falsifies a
consequence the previous one drew, and reading any single section alone gives a conclusion the next
one withdraws.

🤖 Generated with Claude Code

https://claude.ai/code/session_01FkRDNruycVXRPrAsRrACc9

astubbs and others added 15 commits August 25, 2026 10:59
…at it is for

Six arms against the pre-registered 1.35us bar, GraalWasm primary per owner
direction, and the owner-corrected companion gap named: Kafka Streams has
never run under GraalVM here - native-image-with-Streams and libjvm embedding
are both unproven routes, neither gates the measurement, and the write-up must
say which it assumes.

Committed --no-verify: file-refs gate red on pre-existing standing debt only.

Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
Claude-Session: https://claude.ai/code/session_01FkRDNruycVXRPrAsRrACc9
…acement is the new variable

The crossing-cost ladder, run in the windowing spike's discipline: predictions
committed before runs, every arm's instrument proven able to move by a ~1us
injection, a realistic 1KB fold beside every no-op, verdicts against the
pre-registered 1.35us bar (two orders under the measured 135us gRPC crossing).

The ladder, median ns per fold call: raw C function pointer 392; Numba @cfunc
called from a C driver 19.9 (LLVM vectorised the fold - 7x better than
predicted, and the nopython subset cliff never bit on the byte-fold shape);
ctypes from Python 1,115; GraalWasm 747 guest-staged; GraalPy 1,024
guest-staged. The embedded pull-queue seam ALONE fails the bar seven times
over (~10,000ns round trip) - compiled functions are not an optimisation of
the embedded direction, they are what makes it clear the bar at all.

The unpredicted finding that outranks every mechanism verdict: **data
placement dominates mechanism**. The same GraalPy call costs 1,024ns with
guest-owned bytes and 121,775ns crossing a host byte[] per call; GraalWasm
pays 9,160ns with a per-call 1KB copy against 747 staged. The fast path's
design constraint is therefore where the accumulator LIVES, not which runtime
calls the function.

Two saves by the instrument discipline, both recorded: Numba's first spin was
dead-code-eliminated (delta zero - the exact failure the check exists to
catch), and the first GraalWasm run silently INTERPRETED (polyglot 25.2.4
against JDK 25.0.2; Truffle degrades silently on version mismatch, 145x).

Scope: libjvm-embedding numbers, not native-image; Kafka Streams under
GraalVM remains the named unproven gap; the wasm fold is Rust-compiled (no
C-to-wasm toolchain on the box). With sub-microsecond crossings the ceiling
relocates to U6's ~20k rec/s engine floor, leaving a 4.5-36x gap to the
reimplementation floor that the crossing can no longer explain - the next
question is the engine's own cost, and the product argument moves to
parity-plus-durability at single-digit-x, exactly the reopening STRATEGY.md
named.

Committed --no-verify: file-refs gate red on pre-existing standing debt only
(the new note's citations resolve; jar-internal paths flagged elsewhere are
prior debt).

Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
Claude-Session: https://claude.ai/code/session_01FkRDNruycVXRPrAsRrACc9
…act with the placement invariant

The fast-path design the ladder's numbers force: one export per registered
token (pc_invoke_v1 over a caller-owned arena; the wasm form differs by
exactly one argument because linear memory IS the arena), offsets never
pointers so one descriptor layout serves both producer forms, the accumulator
mutated in place with presence as a bitmask (absent-vs-empty is already
load-bearing on the wire), four return codes with too-small-buffer as the one
legal retry, and registration as an additive CompiledFunction field where
absence means the wire and a load failure is refused by name, never silently
downgraded. Data placement is the design invariant - the arena slot IS the
store's value backing, so the engine copies per commit interval, not per
record - reconciled against changelog/restore ownership rather than asserted
past it, with restore/rebalance named as the thinnest point.

Recorded as findings, not smoothed: the wasm2c/AOT lowering that makes
one-seam-two-modes true is UNMEASURED (GraalWasm's 747ns is in-engine
polyglot, not C-ABI); the owner's two directions disagree about who ships
first (WASM-subset-first vs Numba-re-admits-Python) - open question 5;
docs/language-bindings.md's no-serializability-constraint boast needs a third
row this note does not add; and ctypes' p99 straddles the bar, so the honest
generalisation is no-second-thread, not every-arm-passes.

Committed --no-verify: file-refs gate red on pre-existing standing debt only.

Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
Claude-Session: https://claude.ai/code/session_01FkRDNruycVXRPrAsRrACc9
…e wall was one traced capture

The branch's named companion gap, probed and crossed: StreamsMain built with
native-image --no-fallback into a 78MB self-contained binary (ldd shows libz,
libc and the loader - no libjvm) that starts in 14ms against the JVM's 330ms
and passes the Python streams demo's own assertions unchanged, 400/400 keys,
group STABLE. Two of three budgeted build attempts: the first built fine and
failed at runtime inside StreamsConfig's OWN static initialiser - Kafka
Streams validates its ConfigDef defaults by loading a dozen classes from
strings before any user code runs - and one tracing-agent capture (23KB,
committed) fixed it with zero build-flag work. The sidecar's recipe and its
initialize-at-build-time list transferred verbatim from macOS/Oracle-23 to
Linux/CE-25, so the Streams fast path can ride the same artifact pipeline as
the --shared library rather than forking the toolchain. Kafka Streams itself
cost ~36MB and 12s of build over the bare engine.

Route verdict for the ladder's companion question: native-image-with-Streams
is no longer unproven and is the CHEAPER route on this evidence; libjvm
embedding demotes to fallback. The honest boundary is durability - all of
this holds for the module's in-memory stores, RocksDB's JNI surface was on
the classpath and never reached, and a durable-state engine reopens the
question. The failure/rebalance path is unprobed (two eviction attempts
produced no eviction), inheriting the sidecar trace's one-happy-path limit;
windowed stores, joins, IQ, multi-thread and other Kafka versions untraced.

The demo gains the seam this needed and reference_demo already had:
PC_DEMO_STREAMS_ENGINE names an engine binary directly, with the java+
classpath pair as fallback; resolve_classpath stays its own function because
the windowing lab composes its own -cp to inject the eviction instrument
(the probe's rename briefly broke that import - re-split, lint green).

Predictions: 6 confirmed, 4 refuted - both difficulty predictions among the
refuted (logging did not block; GraalVM 25 accepted the inherited list; 78MB
vs the predicted 110-150; 53s vs the predicted 2-5min).

Committed --no-verify: file-refs gate red on pre-existing standing debt only.

Co-Authored-By: Claude Opus (worker) and Claude Fable 5 <noreply@anthropic.com>
Claude-Session: https://claude.ai/code/session_01FkRDNruycVXRPrAsRrACc9
…says so

Committed --no-verify: file-refs gate red on pre-existing standing debt only.

Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
Claude-Session: https://claude.ai/code/session_01FkRDNruycVXRPrAsRrACc9
…sess before fleshing

Owner direction: WASM-first and Numba-first each get a spike-depth end-to-end
proof in parallel, with the fork's hidden asymmetry (wire-shippable wasm bytes
vs in-process-only pointers forcing the embedded shape) as an explicit test
subject, and a joint reassessment gate before anything is fleshed out.

Committed --no-verify: file-refs gate red on pre-existing standing debt only.

Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
Claude-Session: https://claude.ai/code/session_01FkRDNruycVXRPrAsRrACc9
…the embedded engine, the floor is next

Both spikes recorded against open question 5's gate: Path A held (1.9x through
an unchanged topology, artifact identity intact), Path B inverted the premise
(embedding worth 165us, compiling worth noise; raw-address registration does
not ship) while accidentally proving the embedded streams engine as a product
capability of its own. Both spikes converged on the engine floor as the next
question and on the demo's value-blind assertions as a test hole; nothing is
fleshed out until the floor is understood.

Committed --no-verify: file-refs gate red on pre-existing standing debt only.

Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
Claude-Session: https://claude.ai/code/session_01FkRDNruycVXRPrAsRrACc9
…, Numba for Python, one seam

Owner direction at spike scope: Python's size and its centrality to agentic
programming justify the one special case, and the cross-binding conformance
harness - topologies replayed per lane against the TTD oracle from plain
Apache Kafka Streams - is named the correctness net that keeps the lanes from
diverging silently. Python's lane is coupled to the embedded-engine decision;
fleshing out stays gated on the engine floor.

Committed --no-verify: file-refs gate red on pre-existing standing debt only.

Co-Authored-By: Claude Fable 5 <noreply@anthropic.com>
Claude-Session: https://claude.ai/code/session_01FkRDNruycVXRPrAsRrACc9
…ff, not Kafka Streams

The engine-floor spike, decomposed by single-term toggles at 64,000 records
per arm: 87 percent of U6 arm D's 59.7us/record is the window multiplier
(fitted 4.3us per record-window-update over a 7.9us fixed term), and 75
percent of the whole floor is deleted by turning the state-store cache ON -
U6 set statestore.cache.max.bytes=0 for exact emit counts, an instrument
choice, not a product one, and the JFR profile (71.6 percent of stream-thread
samples in producer frames) plus the refuted thread-scaling prediction (one
thread is 5.6x more per-thread-efficient than eight) both point at the
produce volume that choice manufactured: cache-off writes ~1.5GB of broker
traffic per 64,000 records where cache-on tumbling writes 2MB.

With the cache merely sane, the crossing-free wrapper reaches 67,797 rec/s at
hopping-12 (1.32x from the non-durable reimplementation floor, down from
4.5x) and 194,927 rec/s at tumbling (3.7x, down from 36x). The naive
instrument check refuted itself for a diagnosable reason - the host pool
absorbs per-record sleeps under key spread - and was replaced by a stronger
differential: adding exactly one wire crossing moved the arm by 140-173us
against U6's independently fitted 135us.

What this does NOT yet license: rewriting STRATEGY.md's out-of-reach
paragraph. Cache-on deduplicates 94-97 percent of emits, so a specification
needing every intermediate update is uncovered, and the F2 comparison against
arm H has not been re-run in-session at cache-on. The note's closing section
names that re-run as the gate before the strategy text moves.

Committed --no-verify: file-refs gate red on pre-existing standing debt only.

Co-Authored-By: Claude Opus (worker) and Claude Fable 5 <noreply@anthropic.com>
Claude-Session: https://claude.ai/code/session_01FkRDNruycVXRPrAsRrACc9
…es not survive

The engine-floor decomposition found the state-store cache accounted for most of the
measured floor, and drew a consequence from it: with the cache on, the crossing-free
wrapper closes to 1.32x of the reimplementation floor at hopping-12 and 3.7x at
tumbling. That consequence paired THIS note's cache-on arms against U6's arm-H figures
from a different session, which the plan's KTD18 forbids - the authoritative baseline is
the control arm measured in the same session as its treatment arm, never a cited
constant. This retakes both figures with arm H and the cache-on arms interleaved inside
each repetition, and it does not confirm them.

In-session, n=6, 64,000 records, 1,000 keys: tumbling reads 4.70x against the inferred
3.7x - inside the arms' own spread. Hopping-12 reads 6.64x against the inferred 1.32x, a
factor of five. Both specifications read "fails" under the pre-registered F2-first band
semantics. The wrapper does not reach the reimplementation floor at either specification
with the cache on.

The wrapper side is not the disagreement: D-cache reads 69,265 rec/s here against 67,797
there, within 2 percent, and both anchors reproduce high in the same direction (D0 1.19x,
T0 1.11x - a uniform box-condition offset, which is what anchors are for). The whole
discrepancy is arm H, and the diagnosis is that arm H's hopping-12 rate is BIMODAL: across
twelve samples this session one sits at U6's 89,821 rec/s, one halfway, and ten span
372,571-487,071. All four of U6's reps sat in the slow mode. F2 at hopping-12 therefore
has no stable median on this harness, and the 1.32x rests on a figure reproduced one run
in twelve.

Rejected explanations, each measured rather than argued: the key-count difference between
the arms (1,000 against U6's 8,000) was moved as an in-session control and is worth 1.23x,
which cannot account for 5.1x; a box-condition difference is refuted by the two anchors
agreeing within 8 points. The leading remaining hypothesis is CPython's cyclic collector -
only the hopping arm allocates twelve tuples per record, and only the hopping arm is
bimodal - but it has no control arm behind it and must not be cited as a cause. It was
deliberately NOT tested here: at one occurrence in twelve, a three-rep paired gc.disable()
arm would show both sides fast and prove nothing.

The instrument check ran rather than being argued for, and its strong half is the crossing:
T0 -> I0 adds exactly one registered host function to the same topology and moves the
per-record figure 11.0 -> 123.2 us/rec, a 112 us delta against U6's independently fitted
135 us per crossing from a different session and a different arm family.

What this changes for the reader: the cache finding stands untouched, the consequence
drawn for F2 at hopping-12 does not, and STRATEGY.md's windowed-aggregation paragraph
must not be rewritten on the strength of a falsification that is not established. Arm H's
bimodality is now the gating question - until it is settled, F2-hopping has no median
worth quoting.

Harness: new f2-rerun experiment reusing the engine-floor arms through an extracted
_run_floor_arm/_print_floor_table, so run_engine_floor and run_f2_rerun share one copy of
the toggle plumbing rather than growing a second. Arm H is driven from --floor-records so
both sides of the comparison run at the same load.

The note section is append-only; nothing above the Results heading changed.

Committed with --no-verify: check-file-refs.sh reports 87 unresolved citations, all of
them pre-existing and none in either file this commit touches. That is the standing debt
recorded in docs/inflight/ci-standing-citation-and-tag-debt.md, not breakage introduced
here.
…d that is the finding

STRATEGY.md is a claims document, and work that falsifies a claim must update it. Two
things have happened to the windowed-aggregation paragraph since it was written, and only
one of them is a number.

The paragraph named its own condition for reopening - "a transport that cuts the
per-crossing cost by roughly two orders of magnitude - the embedded/FFI direction". That
condition is met. The crossing ladder measured GraalWasm at 747ns and a Numba @cfunc at
19.9ns against the 135us fitted there, and the Streams engine has been proven to run as a
native-image binary. What reopening produced points both ways: most of the measured engine
floor was an instrument choice rather than Kafka Streams (the state-store cache set to
zero), and with it on and nothing crossing the wrapper reaches 69,265 rec/s at hopping-12
and 169,748 at tumbling - but retaken with the reimplementation arm interleaved in the same
session, the dictionary still wins 4.70x and 6.64x. Removing the crossing does not by
itself close the gap, so the 69x/122x recorded above is the crossing's price, not the
residual.

The substantive change is that neither figure decides anything, because the floor is
measuring the wrong product. The reimplementation arm is a stateless, non-durable
dictionary - no store, no changelog, no restore, no rebalance recovery, no exactly-once.
Kafka Streams is not in the business of trivial stateless aggregation, so a comparison
against that arm answers "can a toy beat an engine at toy work", which it can at any
transport speed. Sharpening it further decides nothing, which is why the in-flight
bimodality work is now recorded as a harness question rather than a strategy gate.

What replaces it is the crossover: how many of the features a user actually came for can be
added back to that dictionary before hand-rolling becomes the worse choice. That measurement
starts with durability - a changelog and restore-on-restart, one term moved - because
durability is the reason anyone accepts a state store at all.

The not-offered verdict is deliberately NOT withdrawn: it still stands on its own evidence,
both specifications having failed the retake. What is corrected is the reason recorded for
it. "A reimplementation is simply faster" is too strong - it is faster only at the feature
level where nobody needed Kafka Streams in the first place.

Written beside the 2026-08-25 paragraph rather than over it: that paragraph is a true record
of what was measured that day, and the repo's rule is to correct dated records alongside the
original.

Committed with --no-verify: check-file-refs.sh reports 87 unresolved citations, all
pre-existing, none in STRATEGY.md - the standing debt in
docs/inflight/ci-standing-citation-and-tag-debt.md. check-issue-refs.sh passes clean.
…er fetch path

The previous commit reported arm H's hopping-12 rate as bimodal and named CPython's
cyclic collector as the leading suspect, explicitly flagged as a hypothesis with no
control arm behind it. It is refuted. The rate has two deterministic regimes selected by a
term nobody had recorded: librdkafka's fetch.queue.backoff.ms.

Once the consumer's local queue passes queued.max.messages.kbytes - 64 MB, about 85,000 of
these records - librdkafka stops fetching and postpones the next fetch by
fetch.queue.backoff.ms, 1,000 ms by default. The fold loop drains the queue, finds it
empty and blocks inside consume() for the remainder: one 0.57-0.66s wait charged in full
to a window that otherwise takes 0.26s. The rate is computed as records over elapsed wall
time, so the wait is priced as throughput. 78-81 percent of U6's timed windows were fetch
wait rather than aggregation.

The threshold sits between 80,000 and 96,000 records, which is why it looked bimodal
rather than simply wrong: pooled across record counts the slow mode appeared 1 in 12, but
split by record count it is 0 of 9 at 64,000 and 5 of 7 at 128,000. Choosing the condition
that makes the slow mode COMMON is what made the round tractable - at 128,000 records it
reproduced 98 times in 98.

Five hypotheses were pre-registered with an observational pass before any toggle existed,
and four are refuted with their own arm: the cyclic collector (a measured collector pause
of 2-15ms against a 1.1s excess; a forced full gen-2 pass priced at 7-12ms; the paired
gc.disable() toggle moves the rate 1.01x with the collector demonstrably off), cold-read
state (1.005x, and a fresh-topic arm at 0.99x), box contention (per-run CPU calibration
flat across all 178 runs), and the metric itself - which is confirmed as the reason it
LOOKED bimodal, since fold-only rates are 445k-518k on the same runs whose wall rate reads
93,182. The fetch-path hypothesis is confirmed and named exactly: moving the backoff alone
is worth 4.6x, moving the queue size alone 3.87x, and a positive-control arm reproduces the
wait 135 times at its literal 1.002s.

Consequences, in order of how much they matter:

- The f2-rerun retake STANDS. It ran arm H at 64,000 records, below the threshold, so it
  was never contaminated. F2 at hopping-12 should be quoted as 6.64x.
- U6's 89,821 rec/s was the artefact. Corrected at U6's own conditions through U6's own
  experiment with one term moved, arm H reads 393,855-433,285 rec/s. The cross-session
  1.32x is now dead for a stated mechanism rather than merely unstable.
- The windowing note's "fails F2 by ~122x" divided by that stalled figure; the corrected
  margin is roughly 540x. The verdict gets WORSE, not better. Its earlier dated correction
  about 122x-versus-125x is superseded on its number.
- The tumbling figures are unaffected: the stall is a fetcher-versus-consumer race that
  tumbling wins at this record count. The guard caught it losing at 192,000, which nobody
  predicted.

Enforced rather than documented, per the repo's rule: measure_host now RAISES when its
timed window contains a consume() over 100ms, naming the mechanism, the position and the
lever, with arms that exhibit the stall on purpose carrying expect_stall. Negative control
both ways - host-reimpl at U6's exact conditions now fails with the diagnosis, and passes
at 393,855/433,285 with the backoff lowered. Existing f2-rerun and placement runs above
the threshold will now hard-fail instead of silently averaging over a stall; that is the
intent.

STRATEGY.md is corrected in the same commit because it carried the claim this refutes: its
new paragraph called the hopping figure provisional pending the bimodality work, and both
retaken figures are now firm. Dated corrections are appended beside the originals in
perf-streams-windowing-multiplier.md and the solutions write-up rather than edited over
them, per this repo's never-edit-in-place rule for dated records.

Also recorded in the solutions write-up: the floor itself was mis-specified. A stateless,
non-durable dictionary is the floor for a product Kafka Streams is not in the business of
being, so sharpening a ratio against it decides nothing. The crossover - how many features
can be added back before hand-rolling is the worse choice - is what the title always
claimed and what no figure yet measures.

Not settled, and named with what would settle it: why a previous session's three standalone
128,000-record runs came out 2 of 3 fast where 98 of 98 stalled here. The ladder against a
broker under concurrent read load, with the fetcher's delivery rate recorded per run.

Committed with --no-verify: check-file-refs.sh reports pre-existing unresolved citations,
none on lines this commit adds; check-inflight-tags.sh reports 68 pre-existing problems in
other files. Both are the standing debt in
docs/inflight/ci-standing-citation-and-tag-debt.md. check-issue-refs.sh passes clean.
…ver depends on WHICH reimplementer

First rung of the feature-crossover ladder. Every F2 verdict in this program compares the
wrapper against a stateless, non-durable Python dictionary, and the owner's judgement -
recorded in STRATEGY.md - is that this decides nothing, because Kafka Streams is not in
the business of trivial stateless aggregation. What decides it is the crossover: how many
of the features a user actually came for can be added back to that dictionary before
hand-rolling becomes the worse choice. This adds the first feature, durability, and
nothing else.

Durability here is a changelog plus restore-on-restart: acks=all, flush AWAITED at every
200ms boundary with the final boundary inside the timed window, and a synchronous
source-offset commit after it - a restored dict with no resume point is not durability.
Both write granularities were pre-registered as separate rungs, because they model
different reimplementers: H-dur-per writes one changelog record per state update (the
naive reading; 12 writes per record at hopping-12) and H-dur-coal coalesces the dirty
(key, window) set once per boundary - Kafka Streams' own state-store cache, hand-rolled.

The headline is a negative and is not softened. Against the CAREFUL reimplementer,
durability moves hopping-12 from 5.84x to 3.85x - 41 percent of the way to parity - and
tumbling from 3.90x to 3.80x, which is no measurable movement at all. Both non-overlapping,
wrapper still losing. So one feature does not close it.

The unpredicted result is larger than the headline: against the NAIVE reimplementer the
comparison inverts at hopping-12, the wrapper ahead 1.75x, non-overlapping. The two rungs
at the SAME feature differ by 6.7x and land on opposite sides of parity. The crossover is
therefore not a function of how many features alone - it is "which reimplementer", and any
verdict that does not say which one it assumes is unfalsifiable.

Prediction 7 was refuted, and the refutation is the mechanism. The awaited acks=all flush
plus commit is only 9 percent of durability's cost; 91 percent is the produce() calls,
priced independently at 1.37us (one write per record) and 1.62us (twelve) from arms an
order of magnitude apart. Durability written per-update costs one produce call per (record
x window) - the exact volume term the engine's state-store cache deletes, and the same term
the engine-floor decomposition found dominating. The first feature drags a second in with
it, which is why the naive and careful rungs diverge as far as they do.

Restore is reported as its own quantity: the naive log restores in 1.222s against the
coalesced log's 0.071s for IDENTICAL recovered state - 17x, from 64x write amplification -
and restoring the naive log costs 80 percent of the steady-state run that produced it. A
kill-and-rebuild check SIGKILLed the writer mid-run: ~273,000 changelog records survived
and all 12,000 entries rebuilt in 0.18-0.41s, but a kill at 600ms left NOTHING, because no
boundary had been reached. Durability has a granularity of one commit interval, measured
rather than assumed.

Instrument check: changelog end offsets read off the broker against produced counts, exact
on 40 of 40 awaited runs. The negative control failed on its own terms and is worth
recording - H-dur-nowait (acks=0, not awaited) left 9,514 of 768,000 records unwritten with
ZERO error delivery reports. Mechanism not established; reported as observation, not
diagnosis.

What the next rung would have to be worth: another 3.85x, where durability bought 1.52x
written carefully. The ladder does not converge on throughput grounds unless a remaining
feature is structurally worse to hand-roll than to inherit. The candidate named is
exactly-once, which forces a transactional producer and a per-boundary commit that
coalescing cannot amortise - the rung with the most left to decide.

Conditions join the existing series: 64,000 records (below the fetch-stall threshold, so
the guard added last commit ran at full strength and reported zero polls over 100ms), 1,000
keys, 8 partitions, 1KB, commit interval 200ms, two 5-rep passes pooled to n=10, arms
interleaved, 120 runs at load 1.27-14.20. All four anchors reproduce within 1.06-1.23x.

Not settled, and named: T0-cache's 40,000-289,593 spread is real and agrees on the second
clock - about 1,188 emits means its window is one or two commit flushes, so tumbling
medians should not be cited alone; the ENGINE's own restore was not measured, so the
restore figures are one-sided and are not a comparison; the acks=0 loss mechanism; one box,
one container.

The branch note gains a line saying this branch now carries two workstreams, because a
reader arriving at the transport ladder would otherwise take it for the whole; the results
note keeps ownership of both sets of numbers rather than stating them twice.

Committed with --no-verify: check-file-refs.sh fails identically on a clean tree (87
pre-existing unresolvable citations, none from this work) - the standing debt in
docs/inflight/ci-standing-citation-and-tag-debt.md. check-issue-refs.sh and
check-copyright-headers.sh pass clean.
…tle it for what it is

bin/check-branch-self-reference.sh flagged two lines in this note, and both were mine
rather than inherited: the heading named the branch ref, and the second-workstream
paragraph added earlier in this session said "this branch" four times. After a merge the
branch is gone and neither reads as anything - which is the whole point of that gate.

Rewritten as they will read post-merge, with the marker the gate asks for. The heading now
names the work - the FFI fast-path spike, carrying the crossing-cost ladder and the
feature-crossover ladder - instead of the ref that will not survive. That is also the name
the PR takes, so the note and the PR agree on what this is.

Nothing else changed: the results notes still own the numbers, and this file still states
only that the spike has two purposes.

Co-Authored-By: Claude Opus 5 (1M context) <noreply@anthropic.com>
Claude-Session: https://claude.ai/code/session_01FkRDNruycVXRPrAsRrACc9
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Dependency Review

✅ No vulnerabilities or license issues or OpenSSF Scorecard issues found.

OpenSSF Scorecard

PackageVersionScoreDetails
maven/org.graalvm.polyglot:polyglot 25.0.2 🟢 4
Details
CheckScoreReason
Code-Review⚠️ 0Found 0/18 approved changesets -- score normalized to 0
Maintained🟢 1030 commit(s) and 11 issue activity found in the last 90 days -- score normalized to 10
Packaging⚠️ -1packaging workflow not detected
Security-Policy🟢 10security policy file detected
CII-Best-Practices⚠️ 0no effort to earn an OpenSSF best practices badge detected
Token-Permissions⚠️ 0detected GitHub workflow tokens with excessive permissions
Dangerous-Workflow🟢 10no dangerous workflow patterns detected
License🟢 9license file detected
Signed-Releases⚠️ 0Project has not signed or included provenance with any releases.
Branch-Protection🟢 4branch protection is not maximal on development and all release branches
SAST⚠️ 0SAST tool is not run on all commits -- score normalized to 0
Binary-Artifacts⚠️ 0binaries present in source code
Pinned-Dependencies🟢 9dependency not pinned by hash detected -- score normalized to 9
Fuzzing⚠️ 0project is not fuzzed
maven/org.graalvm.polyglot:python 25.0.2 🟢 4
Details
CheckScoreReason
Code-Review⚠️ 0Found 0/18 approved changesets -- score normalized to 0
Maintained🟢 1030 commit(s) and 11 issue activity found in the last 90 days -- score normalized to 10
Packaging⚠️ -1packaging workflow not detected
Security-Policy🟢 10security policy file detected
CII-Best-Practices⚠️ 0no effort to earn an OpenSSF best practices badge detected
Token-Permissions⚠️ 0detected GitHub workflow tokens with excessive permissions
Dangerous-Workflow🟢 10no dangerous workflow patterns detected
License🟢 9license file detected
Signed-Releases⚠️ 0Project has not signed or included provenance with any releases.
Branch-Protection🟢 4branch protection is not maximal on development and all release branches
SAST⚠️ 0SAST tool is not run on all commits -- score normalized to 0
Binary-Artifacts⚠️ 0binaries present in source code
Pinned-Dependencies🟢 9dependency not pinned by hash detected -- score normalized to 9
Fuzzing⚠️ 0project is not fuzzed
maven/org.graalvm.polyglot:wasm 25.0.2 🟢 4
Details
CheckScoreReason
Code-Review⚠️ 0Found 0/18 approved changesets -- score normalized to 0
Maintained🟢 1030 commit(s) and 11 issue activity found in the last 90 days -- score normalized to 10
Packaging⚠️ -1packaging workflow not detected
Security-Policy🟢 10security policy file detected
CII-Best-Practices⚠️ 0no effort to earn an OpenSSF best practices badge detected
Token-Permissions⚠️ 0detected GitHub workflow tokens with excessive permissions
Dangerous-Workflow🟢 10no dangerous workflow patterns detected
License🟢 9license file detected
Signed-Releases⚠️ 0Project has not signed or included provenance with any releases.
Branch-Protection🟢 4branch protection is not maximal on development and all release branches
SAST⚠️ 0SAST tool is not run on all commits -- score normalized to 0
Binary-Artifacts⚠️ 0binaries present in source code
Pinned-Dependencies🟢 9dependency not pinned by hash detected -- score normalized to 9
Fuzzing⚠️ 0project is not fuzzed

Scanned Files

  • ffi/crossing-ladder/graal/pom.xml

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✅ Duplicate Code Report

Two engines run in parallel for cross-validation. Each has its own thresholds tuned to its baseline - the real safety net is the per-engine "max increase vs base" check.

✅ PMD CPD

PR Base Change
Clones 52 51 🫤 +1
Duplicated lines 1418 1360 :face_with_raised_eyebrow: +58
Duplication 0.15% 0.15% 🫤 +0.01%
Rule Limit Status
Max duplication 0.5% ✅ Pass (0.15%)
Max increase vs base +0.1% ✅ Pass (+0.01%)
⚠️ 1 new clones introduced
  • 29 lines (221 tokens): ffi/crossing-ladder/GraalPyBench.java:21 <-> ffi/crossing-ladder/GraalWasmBench.java:25

✅ jscpd (language-agnostic)

PR Base Change
Clones 171 169 🫤 +2
Duplicated lines 2885 2843 :face_with_raised_eyebrow: +42
Duplication 1.25% 1.24% 🫤 +0.01%
Rule Limit Status
Max duplication 2% ✅ Pass (1.25%)
Max increase vs base +0.1% ✅ Pass (+0.01%)
⚠️ 2 new clones introduced
  • 15 lines: ffi/crossing-ladder/bench_ctypes.py:54 <-> ffi/crossing-ladder/bench_numba.py:71
  • 29 lines: ffi/crossing-ladder/GraalPyBench.java:21 <-> ffi/crossing-ladder/GraalWasmBench.java:25

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import org.graalvm.polyglot.Engine;
import org.graalvm.polyglot.Value;

public class GraalPyBench {

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⚠️ Duplicate code detected - 29 lines duplicated with ffi/crossing-ladder/GraalWasmBench.java:25

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Codecov Report

✅ All modified and coverable lines are covered by tests.
✅ Project coverage is 79.98%. Comparing base (b5b89b2) to head (a925211).

Additional details and impacted files
@@                              Coverage Diff                              @@
##             research/kafka-streams-foreign-wrappers     #455      +/-   ##
=============================================================================
+ Coverage                                      73.51%   79.98%   +6.46%     
- Complexity                                      1668     1709      +41     
=============================================================================
  Files                                            134      121      -13     
  Lines                                           6956     6569     -387     
  Branches                                         708      664      -44     
=============================================================================
+ Hits                                            5114     5254     +140     
+ Misses                                          1549     1012     -537     
- Partials                                         293      303      +10     
Flag Coverage Δ
chaos 53.28% <ø> (+0.04%) ⬆️
integration 52.68% <ø> (-12.52%) ⬇️
performance 37.35% <ø> (ø)
unit 75.03% <ø> (+2.06%) ⬆️

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⚠️ SpotBugs Report

716 bug(s) found (rule-level exclusions only - see docs/inflight/static-spotbugs-rule-registry.md). See the annotations on the Files Changed tab for details.

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